Investment Charter
Vision
Invest with knowledge & safety.
Mission
Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports, and enjoy financial wellness.
Details of Business Transacted
- To publish research report based on the research activities of the RA.
- To provide an independent unbiased view on securities.
- To offer unbiased recommendations, disclosing the financial interests in recommended securities.
- To provide research recommendations based on analysis of publicly available information and known observations.
- To conduct an annual audit.
Details of Services Provided to Investors (No Indicative Timelines)
- Onboarding of Clients
- Disclosure to Clients
- Distribute research reports and recommendations to the clients without discrimination.
- Maintain confidentiality with respect to the publication of the research report until made available in the public domain.
Grievance Redressal Mechanism
- In case of any grievance/complaint, an investor should approach the concerned research analyst and ensure that the grievance is resolved within 30 days.
- If the investor’s complaint is not redressed satisfactorily, they can lodge a complaint with SEBI on SEBI’s SCORES portal. SCORES facilitates tracking the status of the complaint.
- For physical complaints, investors may send their complaints to:
Office of Investor Assistance and Education
SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051.
Expectations from the Investors
- Always deal with SEBI registered Research Analysts.
- Ensure that the Research Analyst has a valid registration certificate.
- Check for SEBI registration number.
- Always pay attention to disclosures made in the research reports before investing.
- Pay your Research Analyst through banking channels only and maintain duly signed receipts.
- Before buying securities or applying in public offers, check for the research recommendation provided by your Research Analyst.
- Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation.
- Inform SEBI about Research Analysts offering assured or guaranteed returns.
- Do not provide funds for investment to the Research Analyst.
- Don’t fall prey to luring advertisements or market rumors.
- Do not get attracted to limited period discounts or other incentives, gifts, etc.
- Do not share login credentials and password of your trading and demat accounts with the Research Analyst.
We are here to provide personalized guidance and help you make informed trading decisions.
Quick Links
Contact Info
G 2, Building No. 1, Prabhadevi C.H.S, Rajabhau Desai Marg, New Prabhadevi, Mumbai, Maharashtra, 400025
Free Consultation
Mon to Fri: 9:00 AM to 06:00 PM
Copyright © 2025 TradeAce. All Rights Reserved.